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Independent guide. Not a government website.Independent guide to Kenya Gazette notices. Not a government website.

LicencesGazette notice

Gazette Notice No. 5170 of 2025

The Capital Markets Authority publishes its list of licensees and approved institutions as at April 2025.

Official PDF · 1.2 MB

Whole issue, from Kenya Law. This notice starts on printed page 1812.

AI-extractedAgreement between models, not verified accuracy.

Items 57

  1. Licence notice 1

    Link
    Issuing authority
    Capital Markets Authority
    Approved institution
    The Nairobi Securities Exchange (Securities Exchange), NSE Derivatives Exchange (Derivatives Exchange), Central Depository and Settlement Corporation Limited (Central Depository), Agusto and Company Limited (Credit Rating Agency), 5Metropol Corporation Limited (Credit Rating Agency), Global Credit Company (Credit Rating Agency), Care Ratings (Africa) Private Limited (Credit Rating Agency), A. M. Best Europe– Rating Services Limited (Credit Rating Agency), EABX Public Company Limited (Over The Counter Securities Exchange and Self-Regulatory Organization.)
    Licensee
    AIB-AXYS Africa Limited (DERIVATIVES BROKERS; STOCKBROKERS), EGM Securities Limited (DERIVATIVES BROKERS; NON-DEALING ONLINE FOREIGN EXCHANGE BROKER), Faida Investment Bank Limited (DERIVATIVES BROKERS; INVESTMENT BANKS), Genghis Capital Limited (DERIVATIVES BROKERS; INVESTMENT BANKS), Kingdom Securities Limited (DERIVATIVES BROKERS; STOCKBROKERS; AUTHORISED SECURITIES DEALERS), SCFM Limited (DERIVATIVES BROKERS; NON-DEALING ONLINE FOREIGN EXCHANGE BROKER), Standard Investment Bank Limited (DERIVATIVES BROKERS; INVESTMENT BANKS; ONLINE FOREIGN EXCHANGE MONEY MANAGER), Sterling Capital Limited (DERIVATIVES BROKERS; INVESTMENT BANKS), NCBA Investment Bank Limited (DERIVATIVES BROKERS; INVESTMENT BANKS), Dyer and Blair Investment Bank Limited (DERIVATIVES BROKERS; INVESTMENT BANKS), SBG Securities Limited (DERIVATIVES BROKERS; INVESTMENT BANKS), ABSA Securities Limited (INVESTMENT BANKS), Equity Investment Bank Limited (INVESTMENT BANKS), KCB Investment Bank Limited (INVESTMENT BANKS), Renaissance Capital (Kenya) Limited (INVESTMENT BANKS), Dry Associates Limited (INVESTMENT BANKS), Salaam Investment Bank Kenya Limited (INVESTMENT BANKS), Gulfcap Investment Bank Limited (INVESTMENT BANKS), Pergamon Investment Bank Limited (INVESTMENT BANKS), Investcent Investment Bank Limited (INVESTMENT BANKS), Capital A Investment Bank Limited (INVESTMENT BANKS), Kingsland Court Trustee Services Limited (CORPORATE TRUSTEES), ABC Capital (STOCKBROKERS), Francis Drummond and CompanyLimited (STOCKBROKERS) and 25 more
    Action
    publishes the list of licensees and approved institutions
    As at
    April 2025

  2. Licence notice 2

    Link
    Licensee
    Trade Sense Limited (ONLINE FOREIGN EXCHANGE MONEY MANAGER)
    Action
    Suspended
    Term
    three months
    Effective
    28 February 2025
    Licence number
    160
    Date
    28 February 2025

  3. Licence notice 3

    Link
    Licensee
    Britam Asset Managers (Kenya) Limited (Fund manager; Licence No. 027), Canon Asset Managers (K) Limited (Fund manager; Licence No. 028), Nabo Capital Limited (Fund manager; Licence No. 029), CIC Asset Managers Limited (Fund manager; Licence No. 030), Co-op Trust Investment Services Limited (Fund manager; Licence No. 031), FCB Capital Limited (Fund manager; Licence No. 033), Fusion Investment Management Limited (Fund manager; Licence No. 034), Gen Africa Asset Managers Limited (Fund manager; Licence No. 035), ICEA Asset Lion Asset Management Limited (Fund manager; Licence No. 036), Madison Investment Managers Limited (Fund manager; Licence No. 037), Old Mutual Investment Group (Fund manager; Licence No. 038), Sanlam Investments East Africa Limited (Fund manager; Licence No. 040), Standard Chartered Investment Services Limited (Fund manager; Licence No. 042), Zimele Asset Management Company Limited (Fund manager; Licence No. 045), KCB Asset Management Limited (Fund manager; Licence No. 087), Cytonn Asset Managers Limited (Fund manager; Licence No. 108), Altree Capital Kenya Limited (Fund manager; Licence No. 110), Jubilee Asset Management Limited (Fund manager; Licence No. 119), ABSA Asset Management Limited (Fund manager; Licence No. 129), African Diaspora Asset Managers Limited (Fund manager; Licence No. 131), CFS Asset Management Limited (Fund manager; Licence No. 134), I&M Capital Limited (Fund manager; Licence No. 145), Globetec Asset Managers Limited (Fund manager; Licence No. 154), African Alliance Kenya Asset Management Limited (Fund manager; Licence No. 165) and 42 more

  4. Licence notice 4

    Link
    Licensee
    Co-operative Bank of Kenya Limited (Authorised depository)
    Licence number
    067

  5. Licence notice 5

    Link
    Licensee
    Equity Bank Limited (Authorised depository)
    Licence number
    068

  6. Licence notice 6

    Link
    Licensee
    I&M Bank Limited (Authorised depository)
    Licence number
    069

  7. Licence notice 7

    Link
    Licensee
    Kenya Commercial Bank Limited (Authorised depository)
    Licence number
    070

  8. Licence notice 8

    Link
    Licensee
    National Bank of Kenya Limited (Authorised depository)
    Licence number
    071

  9. Licence notice 9

    Link
    Licensee
    1Prime Bank Limited (Authorised depository)
    Licence number
    073

  10. Licence notice 10

    Link
    Licensee
    Standard Chartered Bank (Kenya) Plc (Authorised depository)
    Licence number
    074

  11. Licence notice 11

    Link
    Licensee
    Transnational Bank Limited (Authorised depository)
    Licence number
    075

  12. Licence notice 12

    Link
    Licensee
    HFC Limited (Authorised depository)
    Licence number
    113

  13. Licence notice 13

    Link
    Licensee
    Gulf African Bank Limited (Authorised depository)
    Licence number
    117

  14. Licence notice 14

    Link
    Licensee
    Credit Bank Limited (Authorised depository)
    Licence number
    120

  15. Licence notice 15

    Link
    Licensee
    SBM Bank (Kenya) Limited (Authorised depository)
    Licence number
    121

  16. Licence notice 16

    Link
    Licensee
    NCBA Bank Kenya Plc (Authorised depository)
    Licence number
    126

  17. Licence notice 17

    Link
    Licensee
    Family Bank Limited (Authorised depository)
    Licence number
    144

  18. Licence notice 18

    Link
    Licensee
    Ecobank Kenya Limited (Authorised depository)
    Licence number
    149

  19. Licence notice 19

    Link
    Licensee
    Sidian Bank Limited (Authorised depository)
    Licence number
    150

  20. Licence notice 20

    Link
    Licensee
    Diamond Trust Bank Kenya Limited (Authorised depository)
    Licence number
    175

  21. Licence notice 21

    Link
    Licensee
    Nabo Capital Limited (REIT manager)
    Licence number
    076

  22. Licence notice 22

    Link
    Licensee
    CIC Asset Management Limited (REIT manager)
    Licence number
    080

  23. Licence notice 23

    Link
    Licensee
    Fusion Investment Management Limited (REIT manager)
    Licence number
    081

  24. Licence notice 24

    Link
    Licensee
    ICEA Lion Asset Management Limited (REIT manager)
    Licence number
    092

  25. Licence notice 25

    Link
    Licensee
    Sterling REIT Asset Management Limited (REIT manager)
    Licence number
    097

  26. Licence notice 26

    Link
    Licensee
    H.F Development and Investment Limited (REIT manager)
    Licence number
    098

  27. Licence notice 27

    Link
    Licensee
    Britam Asset Managers Limited (REIT manager)
    Licence number
    106

  28. Licence notice 28

    Link
    Licensee
    Cytonn Asset Managers Limited (REIT manager)
    Licence number
    118

  29. Licence notice 29

    Link
    Licensee
    Acorn Investment Management Limited (REIT manager)
    Licence number
    133

  30. Licence notice 30

    Link
    Licensee
    ALA Capital Limited (REIT manager)
    Licence number
    195

  31. Licence notice 31

    Link
    Licensee
    Mi Vida Homes Limited (REIT manager)
    Licence number
    206

  32. Licence notice 32

    Link
    Licensee
    Future Construkt Investment Managers Limited (REIT manager)
    Licence number
    212

  33. Licence notice 33

    Link
    Licensee
    CPF Capital and Advisory Limited (REIT manager)
    Licence number
    216

  34. Licence notice 34

    Link
    Licensee
    Meru County Coffee Marketing Agency Limited (Coffee broker)
    Licence number
    151

  35. Licence notice 35

    Link
    Licensee
    Kipkelion Brokerage Company Limited (Coffee broker)
    Licence number
    152

  36. Licence notice 36

    Link
    Licensee
    Muran’ga County Coffee Dealers Company Limited (Coffee broker)
    Licence number
    153

  37. Licence notice 37

    Link
    Licensee
    United Eastern Kenya Coffee Marketing Agency (Coffee broker)
    Licence number
    158

  38. Licence notice 38

    Link
    Licensee
    Mt. Elgon Coffee Marketing Agency (Coffee broker)
    Licence number
    157

  39. Licence notice 39

    Link
    Licensee
    Embu Coffee Farmers Marketing Agency Limited (Coffee broker)
    Licence number
    159

  40. Licence notice 40

    Link
    Licensee
    Kinya Coffee Marketing Agency Limited (Coffee broker)
    Licence number
    181

  41. Licence notice 41

    Link
    Licensee
    Alliance Berries Limited (Coffee broker)
    Licence number
    182

  42. Licence notice 42

    Link
    Licensee
    Kiambu Coffee Marketing Company Limited (Coffee broker)
    Licence number
    183

  43. Licence notice 43

    Link
    Licensee
    Bungoma Union Marketing Agency Limited (Coffee broker)
    Licence number
    184

  44. Licence notice 44

    Link
    Licensee
    KCCE Marketing Agency Limited (Coffee broker)
    Licence number
    189

  45. Licence notice 45

    Link
    Licensee
    Kirinyaga Slopes Coffee Brokerage Company (Coffee broker)
    Licence number
    202

  46. Licence notice 46

    Link
    Licensee
    Nandi Coffee Cooperative Union Coffee Brokers Limited (Coffee broker)
    Licence number
    205

  47. Licence notice 47

    Link
    Licensee
    Meru South Coffee Marketing Company Limited (Coffee broker)
    Licence number
    208

  48. Licence notice 48

    Link
    Licensee
    Minnesota Coffee Marketers Limited (Coffee broker)
    Licence number
    209

  49. Licence notice 49

    Link
    Licensee
    Coffee Estates Bourgeosie Brokers Agency Limited (Coffee broker)
    Licence number
    210

  50. Licence notice 50

    Link
    Licensee
    Housing Finance Company (Kenya) Limited (REIT trustee)
    Licence number
    088

  51. Licence notice 51

    Link
    Licensee
    Givva Wealthtech Limited (Intermediary service platform provider)
    Licence number
    215

  52. Licence notice 52

    Link
    Approved scheme
    African Alliance Kenya Unit Trust Scheme (Approved Collective Investment Schemes)
    Constituent fund
    African Alliance Kenya Money Market Fund (African Alliance Kenya Unit Trust Scheme), African Alliance Kenya Fixed Income Fund (African Alliance Kenya Unit Trust Scheme)
    Scheme composition
    African Alliance Kenya Unit Trust Scheme – comprising of:
    List item
    African Alliance Kenya Money Market Fund (Formerly African Alliance Kenya Shilling Fund);
    List item
    African Alliance Kenya Fixed Income Fund;

  53. Licence notice 53

    Link
    Approved fund
    African Alliance Kenya Managed Fund, African Alliance Kenya Equity Fund, African Alliance Kenya Enhanced Yield Fund, Britam Money Market Fund (Britam Unit Trust Scheme), Britam Income Fund (Britam Unit Trust Scheme), Britam Balanced Fund (Britam Unit Trust Scheme), Britam Equity Fund (Britam Unit Trust Scheme), Britam Special fixed Income Fund, Britam Money Market fund (USD), NCBA Fixed Income Fund (NCBA Unit Trust Funds), NCBA Equity Fund (NCBA Unit Trust Funds), NCBA Dollar Fixed Income Fund (NCBA Unit Trust Funds), NCBA Fixed Income Basket Note (KES) Fund (NCBA Unit Trust Funds), NCBA Fixed Income Basket Note (USD) Fund (NCBA Unit Trust Funds), NCBA Global Special Equity Fund (NCBA Unit Trust Funds), NCBA Global Special Fixed Income Fund (NCBA Unit Trust Funds), Zimele Balanced Fund (Zimele Unit Trust Scheme), Zimele Money Market Fund (Zimele Unit Trust Scheme), Zimele Fixed Income Fund (Zimele Unit Trust Scheme), ICEA Money Market Fund (ICEA Unit Trust Scheme), ICEA Equity Fund (ICEA Unit Trust Scheme), ICEA Balanced Fund (ICEA Unit Trust Scheme), ICEA Bond Fund (ICEA Unit Trust Scheme), ICEA Fixed Income Fund (USD) (ICEA Unit Trust Scheme) and 39 more
    Approved scheme
    Britam Unit Trust Scheme, NCBA Unit Trust Funds, Zimele Unit Trust Scheme, ICEA Unit Trust Scheme, Standard Investment Trust Funds, CIC Unit Trust Scheme, Madison Unit Trust Fund, Dyer and Blair Unit Trust Scheme, Amana Unit Trust Funds Scheme, Diaspora Unit Trust Scheme, Genghis Unit Trust Funds, Sanlam Unit Trust Scheme
    Status
    Approved Collective Investment Schemes

  54. Licence notice 54

    Link
    Body
    Nabo Africa Funds, Nabo Africa Money Market Fund, Nabo Africa Balanced Fund, Nabo Africa Fixed Income Fund, Nabo Africa Equity Fund, Nabo Capital Money Market Fund (USD), Nabo Income Fund, Old Mutual Unit Trust Scheme, Old Mutual Equity Fund, Old Mutual Money Market Fund, Old Mutual Balanced Fund, Old Mutual Bond Fund, Old Mutual Faulu Money Market Fund, Old Mutual Dollar Money Market Fund, Old Mutual Special Fixed Income Fund, Equity Investment Bank Collective Investment Scheme, Equity Investment Bank Money Market Fund, Equity Investment Bank Balanced Fund, Dry Associates Unit Trust Scheme, Dry Associates Money Market Fund (KES), Dry Associates Money Market Fund (US Dollars), Dry Associates Special High Yield Fund, Co-op Trust Fund, Co-op Balanced Fund and 53 more
    Status
    Approved Collective Investment Schemes

  55. Licence notice 55

    Link
    Body
    Faida Unit Trust Funds (Approved collective investment scheme), Oak Money Market Fund (Component of Faida Unit Trust Funds), Oak Fixed Income Fund (Component of Faida Unit Trust Funds), Oak Multi Asset Special Fund (Component of Faida Unit Trust Funds), Oak Multi Assets Special USD Fund (Component of Faida Unit Trust Funds), Taifa Unit Trust Funds (Approved collective investment scheme), Taifa Money Market Fund (KES) (Component of Taifa Unit Trust Funds), Taifa Miney Market Fund (USD) (Component of Taifa Unit Trust Funds), Stanbic Unit Trust Funds (Approved collective investment scheme), Stanbic Money Market Fund (Component of Stanbic Unit Trust Funds), Stanbic Fixed Income Fund (Component of Stanbic Unit Trust Funds), Stanbic Fixed Income Fund(USD) (Component of Stanbic Unit Trust Funds), Stanbic Balanced Fund (Component of Stanbic Unit Trust Funds), Stanbic Equity Fund (Component of Stanbic Unit Trust Funds), Spearhead Africa Infrastructure (Special) Fund (Approved collective investment scheme), Rencap Unit Trust Scheme (Approved collective investment scheme), Rencap Money Market Fund(KES) (Component of Rencap Unit Trust Scheme), Rencap Money Market Fund(USD (Component of Rencap Unit Trust Scheme), Rencap Money Balanced Fund(KES) (Component of Rencap Unit Trust Scheme), Rencap Money Fixed Income Fund(KES) (Component of Rencap Unit Trust Scheme), Rencap Money Fixed Income Fund(USD) (Component of Rencap Unit Trust Scheme), Mayfair umbrella Collective investment scheme (Approved collective investment scheme), Mayfair Money Market Fund (Component of Mayfair umbrella Collective investment scheme), Mayfair Fixed Income Fund (Component of Mayfair umbrella Collective investment scheme) and 49 more
    Approval status
    Approved
    List page
    1818

  56. Lists approved collective investment schemes 56

    Link
    Body
    CPF Unit Trust Funds (Approved collective investment scheme), CPF Money Market Fund (Fund within CPF Unit Trust Funds), CPF Bond Fund (Fund within CPF Unit Trust Funds), CPF USD Money Market Fund (Fund within CPF Unit Trust Funds), CPF Balanced Fund (Fund within CPF Unit Trust Funds), Arvocap Unit Trust Scheme (Approved collective investment scheme), Arvocap Money Market Fund (Fund within Arvocap Unit Trust Scheme), Arvocap Ngao Fixed Income Distribution Fund (Fund within Arvocap Unit Trust Scheme), Arvocap Almasi Fixed Income Distribution Fund (Fund within Arvocap Unit Trust Scheme), Arvocap Eurofix Fixed Income Distribution Fund(USD) (Fund within Arvocap Unit Trust Scheme), Arvocap Thmani Equity Fund (Fund within Arvocap Unit Trust Scheme), Arvocap Africa Equity Special Fund (Fund within Arvocap Unit Trust Scheme), Arvocap Global Equity Special Fund (Fund within Arvocap Unit Trust Scheme), Arvocap Multi Asset Strategy Special Fund(USD) (Fund within Arvocap Unit Trust Scheme), Arvocap Global Sharia Equity Special Fund (USD) (Fund within Arvocap Unit Trust Scheme), Arvocap Mabruk Sharia Special Fund(KES) (Fund within Arvocap Unit Trust Scheme), Lofty Corban Unit Trust Scheme (Approved collective investment scheme), Lofty Corban Equity Fund (Fund within Lofty Corban Unit Trust Scheme), Lofty Corban Money Market Fund(KES) (Fund within Lofty Corban Unit Trust Scheme), Lofty Corban Money Market Fund(usd) (Fund within Lofty Corban Unit Trust Scheme), Lofty Corban Bond Fund(KES) (Fund within Lofty Corban Unit Trust Scheme), Lofty Corban Bond Fund(USD) (Fund within Lofty Corban Unit Trust Scheme), Lofty Corban Special Money Market Fund (Fund within Lofty Corban Unit Trust Scheme), Kuza Asset Management Unit Trust Scheme (Approved collective investment scheme) and 28 more
    Issuing authority
    CEO, Capital Markets Authority

  57. Lists approved employee share ownership plans 57

    Link
    Body
    ARM Employee Share Ownership Plan (Approved employee share ownership plan), EABL Employee Share Ownership Plan (Approved employee share ownership plan), Equity Employee Share Ownership Scheme (Approved employee share ownership scheme), Housing Finance Employee Share Ownership Plan (Approved employee share ownership plan), I&M Bank Employee Share Ownership Plan (Approved employee share ownership plan), KCB Employee Share Option Plan (Approved employee share option plan), Kenya Airways Employee Share Ownership Plan (Approved employee share ownership plan), Kenya Airways 2017 Group Employee Share Ownership Scheme (Approved employee share ownership scheme), Safaricom Employee Share Ownership Plan (Approved employee share ownership plan), Scangroup Employee Share Ownership Plan (Approved employee share ownership plan), Car & General Employee Share Ownership Plan (Approved employee share ownership plan), Standard Group Limited Employee Share Ownership Plan (Approved employee share ownership plan), Britam Holdings Plc Employee Share Ownership Plan (Approved employee share ownership plan), Nairobi Securities Exchange Plc Employee Share Ownership Plan – Unit Trust (Approved employee share ownership plan – Unit Trust), NCBA Group PLC Employee Share Ownership Plan (Approved employee share ownership plan), Capital Markets Authority (Capital Markets Authority)
    Issuing authority
    CEO, Capital Markets Authority

Schedule 479 rows

Rows 1 to 200 of 479.

APPROVED INSTITUTIONS
NameCategory
The Nairobi Securities ExchangeSecurities Exchange
NSE Derivatives ExchangeDerivatives Exchange
Central Depository and Settlement Corporation LimitedCentral Depository
Agusto and Company LimitedCredit Rating Agency
5Metropol Corporation LimitedCredit Rating Agency
Global Credit CompanyCredit Rating Agency
Care Ratings (Africa) Private LimitedCredit Rating Agency
A. M. Best Europe– Rating Services LimitedCredit Rating Agency
EABX Public Company LimitedOver The Counter Securities Exchange and Self-Regulatory Organization.
DERIVATIVES BROKERS
Name
AIB-AXYS Africa Limited
EGM Securities Limited (Trading as “FX Pesa”)
Faida Investment Bank Limited
Genghis Capital Limited
Kingdom Securities Limited
SCFM Limited (Trading as “Scope Markets”)
Standard Investment Bank Limited
Sterling Capital Limited
NCBA Investment Bank Limited
Dyer and Blair Investment Bank Limited
SBG Securities Limited
INVESTMENT BANKS
NameLicence No.
ABSA Securities Limited002
Dyer and Blair Investment Bank Limited004
Equity Investment Bank Limited005
Faida Investment Bank Limited006
Genghis Capital Limited007
KCB Investment Bank Limited (formerly KCB Capital Limited)008
NCBA Investment Bank Limited009
Renaissance Capital (Kenya) Limited010
SBG Securities Limited011
Standard Investment Bank012
Sterling Capital Limited021
Dry Associates Limited (Trading as “Dry Associates Investment Bank”)114
Salaam Investment Bank Kenya Limited115
Gulfcap Investment Bank Limited170
Pergamon Investment Bank Limited (formerly Pergamon Financial Services Limited)179
Investcent Investment Bank Limited187
Capital A Investment Bank Limited (formerly Securities Africa Kenya Limited)100
CORPORATE TRUSTEES
NameLicence No.
Kingsland Court Trustee Services Limited207
STOCKBROKERS
NameLicence No.
ABC Capital013
AIB-AXYS Africa Limited141
Francis Drummond and CompanyLimited016
Kingdom Securities Limited018
Old Mutual Securities Limited020
Suntra Investments Limited022
EFG Hermes Kenya Limited105
Kestrel Capital (East Africa) Limited136
SPK Investments Services Limited177
NON-DEALING ONLINE FOREIGN EXCHANGE BROKER
NameLicence No.
EGM Securities Limited (Trading as “FX Pesa”)107
SCFM Limited (Trading as “Scope Markets”)123
Pepperstone Markets Kenya Limited128
Exinity East Africa Limited135
HFM Investments Limited (Trading as“HFM”)155
Windsor Markets Kenya Limited156
Exness (KE) Limited (Formerly Tadenex Limited)162
Ingot KE Limited (Formerly Ingot Africa Limited)173
Admirals KE Limited178
FP Markets Limited193
IC Markets (KE) Limited199
Trademax Global Markets (KE) Pty Limited219
DEALING ONLINE FOREIGN EXCHANGE BROKER
NameLicence No.
Empire FX Trade Limited203
ONLINE FOREIGN EXCHANGE MONEY MANAGER
NameLicence No.
Standard Investment Bank (Trading as “MANSA X”)116
Trade Sense Limited (Suspended for three months with effect from 28 February 2025)160
Store Poa Enterprise Limited214
AUTHORISED SECURITIES DEALERS
NameLicence No.
Standard Chartered (Kenya) Plc109
SBM Bank (Kenya) Limited122
Private Wealth Capital Limited167
Kingdom Securities Limited192
AKN Investment Limited211
FUND MANAGERS
NameLicence No.
Orient Asset Managers Limited023
Amana Capital Limited024
Apollo Asset Management Company Limited025
Britam Asset Managers (Kenya) Limited027
Canon Asset Managers (K) Limited028
Nabo Capital Limited029
CIC Asset Managers Limited030
Co-op Trust Investment Services Limited031
FCB Capital Limited033
Fusion Investment Management Limited034
Gen Africa Asset Managers Limited035
ICEA Asset Lion Asset Management Limited036
Madison Investment Managers Limited037
Old Mutual Investment Group038
Sanlam Investments East Africa Limited040
Standard Chartered Investment Services Limited042
Zimele Asset Management Company Limited045
KCB Asset Management Limited087
Cytonn Asset Managers Limited108
Altree Capital Kenya Limited110
Jubilee Asset Management Limited119
ABSA Asset Management Limited129
African Diaspora Asset Managers Limited131
CFS Asset Management Limited134
I&M Capital Limited145
Globetec Asset Managers Limited154
African Alliance Kenya Asset Management Limited165
CPF Asset Managers Limited (formerly CPF Financial Services Limited)164
Kuza Asset Management Limited161
Ndovu Wealth Limited168
Mayfair Asset Managers Limited172
Etica Capital Limited171
Star Capital Management Limited166
Lofty Corban Investments Limited180
Spearhead Africa Asset Management Limited186
ALA Capital Limited185
MKM Capital Limited188
Myxeno Investment Management Limited190
Arvocap Asset Managers Limited191
VCG Asset Management196
GTXN Investments Limited200
The Kenyan Alliance Asset Management Limited220
Tradiam Investments Services Limited221
INVESTMENT ADVISERS
NameLicence No.
Bora Capital Limited046
Deloitte Financial Advisory Limited051
Lifestyle Management Limited054
Price Waterhouse Coopers Associates056
The Profin Group Limited059
Liaison Financial Services Limited095
Waugh McDonald Wealth Management Limited103
Ayesfield (Kenya) Limited104
Synesis Capital Limited112
AFG Wealth Kenya Limited124
Virtual Capital International Limited125
Riscura Solutions (Kenya) Limited146
Private Wealth Capital Limited147
Waanzilishi Capital Limited148
Salus Wealth Management Limited174
Vedman Capital Limited177
Prime Limited194
Tim Walsh Advisory Services201
Mirova (Kenya) Limited (formerly Mirova Sundfunder East Africa)204
Entrust Advisory Limited213
CPF Capital and Advisory Limited217
Moran Capital Management Limited218
AUTHORISED DEPOSITORIES
NameLicence No.
African Banking Corporation Limited062
Bank of Africa Kenya Limited063
Absa Kenya Plc064
Stanbic Bank Kenya Limited065
Co-operative Bank of Kenya Limited067
Equity Bank Limited068
I&M Bank Limited069
Kenya Commercial Bank Limited070
National Bank of Kenya Limited071
1Prime Bank Limited073
Standard Chartered Bank (Kenya) Plc074
Transnational Bank Limited075
HFC Limited113
Gulf African Bank Limited117
Credit Bank Limited120
SBM Bank (Kenya) Limited121
NCBA Bank Kenya Plc126
Family Bank Limited144
Ecobank Kenya Limited149
Sidian Bank Limited150
Diamond Trust Bank Kenya Limited175
REIT MANAGERS
NameLicence No.
Nabo Capital Limited076
CIC Asset Management Limited080
Fusion Investment Management Limited081
ICEA Lion Asset Management Limited092
Sterling REIT Asset Management Limited097
H.F Development and Investment Limited098
Britam Asset Managers Limited106
Cytonn Asset Managers Limited118
Acorn Investment Management Limited133
ALA Capital Limited195
Mi Vida Homes Limited206
Future Construkt Investment Managers Limited212
CPF Capital and Advisory Limited216
COFFEE BROKERS
NameLicence No.
Meru County Coffee Marketing Agency Limited151
Kipkelion Brokerage Company Limited152
Muran’ga County Coffee Dealers Company Limited153
United Eastern Kenya Coffee Marketing Agency158
Mt. Elgon Coffee Marketing Agency157
Embu Coffee Farmers Marketing Agency Limited159
Kinya Coffee Marketing Agency Limited181
Alliance Berries Limited182
Kiambu Coffee Marketing Company Limited183
Bungoma Union Marketing Agency Limited184
KCCE Marketing Agency Limited189
Kirinyaga Slopes Coffee Brokerage Company202
Nandi Coffee Cooperative Union Coffee Brokers Limited205
Meru South Coffee Marketing Company Limited208
Minnesota Coffee Marketers Limited209
Coffee Estates Bourgeosie Brokers Agency Limited210
REIT TRUSTEES
NameLicence No.
Housing Finance Company (Kenya) Limited088
Co-operative Bank of Kenya Limited089
Kenya Commercial Bank Limited090
NCBA Bank Kenya PLC197
INTERMEDIARY SERVICE PLATFORM PROVIDER
NameLicence No.
Givva Wealthtech Limited215
Approved Collective Investment Schemes
African Alliance Kenya Managed Fund;
African Alliance Kenya Equity Fund; and
African Alliance Kenya Enhanced Yield Fund.
Britam Unit Trust Scheme, comprising of:
Britam Money Market Fund;
Britam Income Fund;
Britam Balanced Fund; and
Britam Equity Fund.
Britam Special fixed Income Fund.
Britam Money Market fund (USD)
NCBA Unit Trust Funds, comprising of:
NCBA Fixed Income Fund;

Everyone named

Signed byWYCKLIFFE SHAMIAH, CEO, Capital Markets Authority
Bodies 217Nabo Africa Funds · Nabo Africa Money Market Fund · Nabo Africa Balanced Fund · Nabo Africa Fixed Income Fund · Nabo Africa Equity Fund · Nabo Capital Money Market Fund (USD) · Nabo Income Fund · Old Mutual Unit Trust Scheme · Old Mutual Equity Fund · Old Mutual Money Market Fund · Old Mutual Balanced Fund · Old Mutual Bond Fund · Old Mutual Faulu Money Market Fund · Old Mutual Dollar Money Market Fund · Old Mutual Special Fixed Income Fund · Equity Investment Bank Collective Investment Scheme · Equity Investment Bank Money Market Fund · Equity Investment Bank Balanced Fund · Dry Associates Unit Trust Scheme · Dry Associates Money Market Fund (KES) · Dry Associates Money Market Fund (US Dollars) · Dry Associates Special High Yield Fund · Co-op Trust Fund · Co-op Balanced Fund · and 193 more
Licensees 156AIB-AXYS Africa Limited · EGM Securities Limited · Faida Investment Bank Limited · Genghis Capital Limited · Kingdom Securities Limited · SCFM Limited · Standard Investment Bank Limited · Sterling Capital Limited · NCBA Investment Bank Limited · Dyer and Blair Investment Bank Limited · SBG Securities Limited · ABSA Securities Limited · Equity Investment Bank Limited · KCB Investment Bank Limited · Renaissance Capital (Kenya) Limited · Dry Associates Limited · Salaam Investment Bank Kenya Limited · Gulfcap Investment Bank Limited · Pergamon Investment Bank Limited · Investcent Investment Bank Limited · Capital A Investment Bank Limited · Kingsland Court Trustee Services Limited · ABC Capital · Francis Drummond and CompanyLimited · and 132 more
Approved funds 63African Alliance Kenya Managed Fund · African Alliance Kenya Equity Fund · African Alliance Kenya Enhanced Yield Fund · Britam Money Market Fund · Britam Income Fund · Britam Balanced Fund · Britam Equity Fund · Britam Special fixed Income Fund · Britam Money Market fund (USD) · NCBA Fixed Income Fund · NCBA Equity Fund · NCBA Dollar Fixed Income Fund · NCBA Fixed Income Basket Note (KES) Fund · NCBA Fixed Income Basket Note (USD) Fund · NCBA Global Special Equity Fund · NCBA Global Special Fixed Income Fund · Zimele Balanced Fund · Zimele Money Market Fund · Zimele Fixed Income Fund · ICEA Money Market Fund · ICEA Equity Fund · ICEA Balanced Fund · ICEA Bond Fund · ICEA Fixed Income Fund (USD) · and 39 more
Approved schemes 13African Alliance Kenya Unit Trust Scheme · Britam Unit Trust Scheme · NCBA Unit Trust Funds · Zimele Unit Trust Scheme · ICEA Unit Trust Scheme · Standard Investment Trust Funds · CIC Unit Trust Scheme · Madison Unit Trust Fund · Dyer and Blair Unit Trust Scheme · Amana Unit Trust Funds Scheme · Diaspora Unit Trust Scheme · Genghis Unit Trust Funds · Sanlam Unit Trust Scheme
Approved institutions 9The Nairobi Securities Exchange · NSE Derivatives Exchange · Central Depository and Settlement Corporation Limited · Agusto and Company Limited · 5Metropol Corporation Limited · Global Credit Company · Care Ratings (Africa) Private Limited · A. M. Best Europe– Rating Services Limited · EABX Public Company Limited
Constituent funds 2African Alliance Kenya Money Market Fund · African Alliance Kenya Fixed Income Fund
Issuing authorityCapital Markets Authority
Places 18Nairobi · Ikoyi · Lagos · Nigeria · Cybercity · Ebene · Mauritius · MTML Square · Arthur Street · London · United Kingdom · The Address · Muthangari Drive · Westlands · Mayfair Suites · Parklands · Sarit Centre · Madaraka
LawCapital Markets Act

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Cite

Kenya Gazette Notice No. 5170 of 2025, Vol. CXXVII No. 80, 25 April 2025, p. 1812.

Permalink funua.com/notices/2025/5170/.

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Official PDF of Vol. CXXVII No. 80, from Kenya Law
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Filed under: Licences, 2025 · April 2025 · Vol. CXXVII No. 80